Consultancy and Legal solutions for the financial industry

We are experts in:

cow shit

Professional services for the Financial Industry

  • Regulatory implementation projects
  • Strategic consultancy
  • Regulatory Compliance
  • Creation of licensed entities and passporting of EU companies and financial products
  • Funds registration and maintenance
  • Enforcement actions
  • Mystery shopping
  • Negotiation and drafting of contacts
  • Negotiations/M&A transactions
  • Financing
  • Legal opinions
  • Regulatory Training
  • Ongoing advice

Financial Regulation

  • MiFID II / MiFIR
  • PRIIPs
  • IDD
  • MAD / MAR
  • UCITS V
  • AIFMD
  • EMIR
  • CSD
  • PSDII
  • AML
  • Corporate Governance / Remunerations
  • Corporate Defense
  • Restructuring and recovering of Financial Institutions

Financial Entities

  • Commercial Banks
  • Investment Banks
  • Private Banking entities
  • Investment Services Firms: Dealers, Broker dealers and Independent Advisors
  • Asset Managers (and investment funds)
  • Private Equity Entities
  • Financing companies, payment entities and crowdfunding companies
  • Insurance Companies
  • Fintechs

Innovative Solutions

Subject Matter Experts (SME)

The day-to-day of financial entities certainly makes it difficult to engage in the numerous regulatory adaptations and supervisor inspections.

The SME service ensures that clients get the right expertise and guidance in these projects assuring the minimum internal cost and optimizing the results.

Lawyers, Compliance Officers & Consultants on Demand (LCC)

Resources are always scarce.

The LCC service meets the specific needs of staff and support in projects through qualified professionals.

  • We meet with our clients to understand their needs
  • We search and select the professional profiles that best fit the needs identified
  • Our clients validate the finReg selection
  • We agree the terms of our collaboration
  • We follow up on the participation of our professionals in the projects assigned

We help manage the unpredictable and create flexible teams.

Law for equity

In finReg we believe in big ideas.

We are committed to innovative projects so we adjust our collaboration schemes to make them possible. We want the great successes of our clients to also be our successes.